Registration Oversight Technician - Transfer Agency

Job Type:
Permanent
Job Sector:
Investment Funds - Transfer Agency, Unit Trust & OEIC Administration
Region:
London
Location:
Unspecified
Salary Description:
to £40,000 + benefits
Posted:
22/07/2022
Job Ref:
3766

Our client is a major Transfer Agency operation with offices in London.  They have a permanent opportunity for a Transfer Agency specialist with particular focus on investor registration to handle oversight of offshore processing.  This role would suit a candidate with strong operational Registration experience looking to move into an oversight role.

Key responsibilities:
  • Overseeing the investor registration lifecycle, providing technical support and response where necessary
  • Working within a risk based oversight model to ensure the maintenance of KPIs, issue logs and that issues are properly escalated
  • Ensuring that SLAs and regulations such as AML & CASS are complied with 
  • Carrying out sample testing and providing oversight reports
  • Identifying key trends, responding to change and client needs
The successful candidate will come from a Transfer Agency background and will already have worked within Investor Registration.  You will have a detailed understanding of Registration processes as well as the regulatory background relevant to Transfer Agency.  Strong communication skills are required, along with the ability to work effectively within deadlines.
Contact Details:
Tel: 01277 263578
Contact: Steve Johnson
Email:

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