Platform & Distributor Governance - ACD - Investment Funds

Job Type:
Job Sector:
Investment Funds - Transfer Agency, Investment Funds - Fund Accounting, Unit Trust & OEIC Administration, Wraps & Investment Platforms
£30,000 to £40,000 per annum
Salary Description:
plus benefits
Job Ref:

Our client is a global provider of financial administration solutions to corporate clients, in particular specialising in the investment funds sector.  Their City office has an opening for an investment funds specialist with knowledge of the UK regulatory framework to join the Product Governance Team.

Main responsibilities:
  • Undertaking governance activities on behalf of UK investment funds
  • Preparing platform agreements, providing static data to platforms and undertaking due diligence
  • Oversight of distribution network, including platforms and other distributors
  • Preparing fund reviews, costings and other associated reporting
  • Assisting the wider Governance team with product oversight and regulatory issues
 The successful candidate will have knowledge of FCA regulatory requirements in respect of UK investment funds and ideally have had some project experience within the sector.  Strong communication skills are essential in liaising with internal and external partners, together with the ability to work at a detailed level with the specifics of fund products.

An excellent opportunity to join an established funds operation, develop knowledge and gain exposure. 
Contact Details:
Tel: 01277 263578
Contact: Steve Johnson

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